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Current Employers
Raleigh Capital Management Inc.

117 Edinburgh South Drive Suite 110, Cary, NC 27511 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-06-14
  • NC RA
    APPROVED
    Since 2017-06-14

Branch Locations

117 Edinburgh South Drive Suite 110, Cary, NC 27511 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raleigh Wealth Solutions, Inc. Cary NC 09/2015 Present
Gf Investment Services, Llc Sarasota FL 01/2015 12/2018
Intervest International Equities Corp Colorado Springs CO 01/2019 12/2019
Raleigh Capital Management Cary NC 06/2017 Present
Quincy Wells Capital, Llc Chicago IL 07/2026 Present
  • 09/2015 → Present
    Raleigh Wealth Solutions, Inc.
    Cary, NC
  • 01/2015 → 12/2018
    Gf Investment Services, Llc
    Sarasota, FL
  • 01/2019 → 12/2019
    Intervest International Equities Corp
    Colorado Springs, CO
  • 06/2017 → Present
    Raleigh Capital Management
    Cary, NC
  • 07/2026 → Present
    Quincy Wells Capital, Llc
    Chicago, IL
Other Businesses

1) Raleigh Wealth Solutions, Inc., a company offering life insurance and annuities. Located at 117 Edinburgh South Drive, Suite 110, Cary, NC 27511. Serves as an advisor, completing and processing insurance applications. Approximately 8 hours per month are spent in this position processing applications and recommending insurance products to clients, all during securities trading hours. Start date: 09/2015. This activity is investment related.__________________________________________________________________________________________________________________________________________________________________________. 2) Quincy Wells Capital, LLC – a FINRA registered broker / dealer. Investment-related: Yes. Address of the other business: 145 South Wells Street, Suite 1301, Chicago, IL 60606. Nature of the other business: Registered Representative offering alternative investments on a commission basis. Position, title, or relationship with the other business: Registered Representative. Start date of your relationship: 7/2026. Approximate number of hours/month devoted to the other business: 35 hours per month. Approximate number of hours devoted to the other business during securities trading hours: 1.5 hours per month. Duties relating to the other business: Registered Representative advising on the purchase of securities on a commission basis.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-06-26
S65 Uniform Investment Adviser Law Examination 2017-05-01
  • S63 Uniform Securities Agent State Law Examination
    2026-06-26
  • S65 Uniform Investment Adviser Law Examination
    2017-05-01

View on SEC IAPD

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