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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-04-24 |
Branch Locations
3310 Dallas Parkway Suite 111, Plano, TX 75093-7709 • United States
Apollo Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Sarasota | FL | 04/2015 | 06/2021 |
| Schwab Private Client Investment Advisory, Inc. | Orlando | FL | 04/2015 | 08/2019 |
| Charles Schwab Bank | Sarasota | FL | 08/2019 | 06/2021 |
| Fisher Investments | Tampa | FL | 06/2021 | 03/2023 |
| Charles Schwab & Co., Inc. | Apollo Beach | FL | 04/2023 | Present |
| Charles Schwab Bank, Ssb | Apollo Beach | FL | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-19 |
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