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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2026-06-23
TX RA APPROVED_RES 2026-06-16
MN RA APPROVED 2026-03-19
  • VI RA
    APPROVED
    Since 2026-06-23
  • TX RA
    APPROVED_RES
    Since 2026-06-16
  • MN RA
    APPROVED
    Since 2026-03-19

Branch Locations

971 Sibley Memorial Hwy Suite 100, St. Paul, MN 55118-2250 • United States

Oakdale, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Saint Paul MN 10/2014 11/2016
Wells Fargo Bank, Na Saint Paul MN 01/2011 05/2022
Wells Fargo Clearing Services, Llc Saint Paul MN 11/2016 01/2019
Morgan Stanley Bloomington MN 05/2022 07/2023
Wells Fargo Clearing Services, Llc Stillwater MN 01/2024 03/2026
Wells Fargo Bank, Na Stillwater MN 01/2024 03/2026
Unemployed Saint Paul MN 05/2023 01/2024
Rbc Capital Markets, Llc St. Paul MN 03/2026 Present
  • 10/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Saint Paul, MN
  • 01/2011 → 05/2022
    Wells Fargo Bank, Na
    Saint Paul, MN
  • 11/2016 → 01/2019
    Saint Paul, MN
  • 05/2022 → 07/2023
    Morgan Stanley
    Bloomington, MN
  • 01/2024 → 03/2026
    Stillwater, MN
  • 01/2024 → 03/2026
    Wells Fargo Bank, Na
    Stillwater, MN
  • 05/2023 → 01/2024
    Unemployed
    Saint Paul, MN
  • 03/2026 → Present
    St. Paul, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-04
S63 Uniform Securities Agent State Law Examination 2016-04-23
  • S66 Uniform Combined State Law Examination
    2024-03-04
  • S63 Uniform Securities Agent State Law Examination
    2016-04-23
Other Names
  • Julio Castillo
  • Julio Castillo

View on SEC IAPD

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