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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-03-05 |
Branch Locations
3375 Bass Lake Rd, El Dorado Hills, CA 95762 • United States
400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Sacramento | CA | 10/2014 | 11/2016 |
| Wells Fargo Bank, Na | Sacramento | CA | 05/2003 | Present |
| Wells Fargo Clearing Services, Llc | Sacramento | CA | 11/2016 | Present |
SUMMITVIEW CHILD AND FAMILY SERVICES, INV RELATED, PACERVILLE, CA, TREASURER, START 8/27/2019, 2 HOURS PER MONTH, ZERO DURING TRADING, ATTENDING MEETINGS, INTERVIEWING AND VOTING IN NEW MEMBERS, ESTABLISHING FINANCIAL POLICIES AND PROCEDURES FOR THE ORGANIZATION.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-26 |
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