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Denise Renee Giganti

Wells Fargo Clearing Services, LLC

Escondido, CA

San Diego, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-14
CA RA APPROVED 2021-09-04
  • TX RA
    APPROVED
    Since 2022-09-14
  • CA RA
    APPROVED
    Since 2021-09-04

Branch Locations

145 N Escondido Blvd, Escondido, CA 92025 • United States

4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Oceanside CA 10/2014 11/2016
Wells Fargo Bank, Na Oceanside CA 02/2006 Present
Wells Fargo Clearing Services, Llc Oceanside CA 11/2016 Present
  • 10/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Oceanside, CA
  • 02/2006 → Present
    Wells Fargo Bank, Na
    Oceanside, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Oceanside, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-03
S63 Uniform Securities Agent State Law Examination 2015-09-16
  • S66 Uniform Combined State Law Examination
    2021-09-03
  • S63 Uniform Securities Agent State Law Examination
    2015-09-16
Other Names
  • Denise Giganti

View on SEC IAPD

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Other Offices

HARVESTWISE WEALTH PLANNING · ESCONDIDO, CA
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EDWARD JONES · ESCONDIDO, CA
RED SEVEN · ESCONDIDO, CA
J.P. MORGAN SECURITIES LLC · ESCONDIDO, CA
LPL FINANCIAL LLC · ESCONDIDO, CA
AMERITAS ADVISORY SERVICES, LLC · ESCONDIDO, CA
U.S. BANCORP ADVISORS, LLC · Escondido, CA

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