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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-30 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
614 Capital Of Texas Highway, Austin, TX 78746 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usaa Financial Advisors, Inc. | San Antonio | TX | 10/2014 | 05/2020 |
| Usaa Financial Planning Services | San Antonio | TX | 12/2014 | 05/2020 |
| Usaa Investment Management Company | San Antonio | TX | 01/2018 | 05/2020 |
| Charles Schwab & Co., Inc. | Austin | TX | 05/2020 | 09/2022 |
| Charles Schwab Bank, Ssb | Austin | TX | 05/2020 | 09/2022 |
| Kestra Investment Services, Llc | Austin | TX | 11/2022 | Present |
| Kestra Advisory Services, Llc | Austin | TX | 11/2022 | Present |
Business Name: GRIFFIN FINANCIAL GROUP POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/07/2022 ADDRESS: 614 S Capital of Texas Hwy, Austin TX 78746 DESCRIPTION: Provide Financial Advise. Registered Rep Activities. Business Name: KESTRA ADVISORY SERVICES LLC POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/07/2022 ADDRESS: 5707 Southwest Parkway, Building 2 Suite 400, Austin TX 78735 DESCRIPTION: Provide financial advise. Registered Rep duties.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-24 |
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