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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-30
  • TX RA
    APPROVED
    Since 2023-01-30

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

614 Capital Of Texas Highway, Austin, TX 78746 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors, Inc. San Antonio TX 10/2014 05/2020
Usaa Financial Planning Services San Antonio TX 12/2014 05/2020
Usaa Investment Management Company San Antonio TX 01/2018 05/2020
Charles Schwab & Co., Inc. Austin TX 05/2020 09/2022
Charles Schwab Bank, Ssb Austin TX 05/2020 09/2022
Kestra Investment Services, Llc Austin TX 11/2022 Present
Kestra Advisory Services, Llc Austin TX 11/2022 Present
  • 10/2014 → 05/2020
    Usaa Financial Advisors, Inc.
    San Antonio, TX
  • 12/2014 → 05/2020
    Usaa Financial Planning Services
    San Antonio, TX
  • 01/2018 → 05/2020
    Usaa Investment Management Company
    San Antonio, TX
  • 05/2020 → 09/2022
    Austin, TX
  • 05/2020 → 09/2022
    Charles Schwab Bank, Ssb
    Austin, TX
  • 11/2022 → Present
    Kestra Investment Services, Llc
    Austin, TX
  • 11/2022 → Present
    Austin, TX
Previous Registrations
Other Businesses

Business Name: GRIFFIN FINANCIAL GROUP POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/07/2022 ADDRESS: 614 S Capital of Texas Hwy, Austin TX 78746 DESCRIPTION: Provide Financial Advise. Registered Rep Activities. Business Name: KESTRA ADVISORY SERVICES LLC POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/07/2022 ADDRESS: 5707 Southwest Parkway, Building 2 Suite 400, Austin TX 78735 DESCRIPTION: Provide financial advise. Registered Rep duties.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-18
S63 Uniform Securities Agent State Law Examination 2014-11-24
  • S65 Uniform Investment Adviser Law Examination
    2015-05-18
  • S63 Uniform Securities Agent State Law Examination
    2014-11-24
Designations
Other Names
  • Javier A Trevino
  • J. Agustin Trevino

View on SEC IAPD

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