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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-29 |
| CA | RA | APPROVED | 2024-10-25 |
Branch Locations
3402 Camino Tassajara, Danville, CA 94506 • United States
2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Livermore | CA | 10/2014 | 11/2016 |
| Wells Fargo Bank, Na | Livermore | CA | 01/2014 | 04/2017 |
| Wells Fargo Clearing Services, Llc | Livermore | CA | 11/2016 | 04/2017 |
| Morgan Stanley | Pleasanton | CA | 04/2017 | 10/2024 |
| Morgan Stanley Private Bank, National Association | New York | NY | 07/2017 | 10/2024 |
| Wells Fargo Clearing Services, Llc | Walnut Creek | CA | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-26 |
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