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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-05-03 |
Branch Locations
6995 S Union Park Ctr Ste 300, Cottonwood Heights, UT 84047 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Logan | UT | 06/2014 | 10/2017 |
| Mml Investors Services Llc | Logan | UT | 10/2014 | 10/2017 |
| Army National Guard | Logan | UT | 03/2003 | Present |
| Penn Mutual Life Insurance Company | Horsham | PA | 10/2017 | 09/2020 |
| Hornor Townsend & Kent Llc | Horsham | PA | 12/2019 | 09/2020 |
| Adams Wealth Management, Llc | Logan | UT | 09/2020 | 03/2024 |
| Lpl Financial Llc | Cottonwood Heights | UT | 05/2024 | Present |
1. 04/17/2024- Utah National Guard- Outside/W-2 Employment- UT, 84047- Non Inv Rel- 30 hrs per mnth- Start Date 1/1/2003 2. 04/17/2024- lntermountain Financial Partners- DBA for LPL Business (entity for LPL business- Inv Rel- At Reported Business Location (s) 3. 04/17/2024- Russ Madsen, P LLC- Business Entity For Tax/Investment Purposes Only- UT, 84047- Non Inv Rel- 20 hrs per mnth- Start Date 4/08/2024 4. 04/17/2024- M&W Ventures LLC- Owner- Non Inv Rel- 20 hrs per mnth- Start Date 11/01/2021
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-10 |
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