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Stephen Paul Daly

Beacon Pointe Advisors, LLC

Newport Beach, CA

Bethesda, MD

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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-09-16
  • MD RA
    APPROVED
    Since 2025-09-16

Branch Locations

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

4800 Hampden Ln., Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Family Firm Bethesda MD 10/2014 09/2018
The Family Firm Bethesda MD 09/2018 09/2025
Beacon Pointe Advisors, Llc Bethesda MD 09/2025 Present
  • 10/2014 → 09/2018
    The Family Firm
    Bethesda, MD
  • 09/2018 → 09/2025
    The Family Firm
    Bethesda, MD
  • 09/2025 → Present
    Beacon Pointe Advisors, Llc
    Bethesda, MD
Previous Registrations
  • 2015-02-09 → 2025-11-03
    The Family Firm, Inc.
    Bethesda, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-02-09
  • S65 Uniform Investment Adviser Law Examination
    2015-02-09
Designations

View on SEC IAPD

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