Douglas W Thompson

Employer firm

Regatta Research & Money Management L.l.c. CRD 113181

$211M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Regatta Research & Money Management L.L.C.

6620 Riverside Drive Suite 207, Metairie, LA 70003 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2014-11-17

LA RA
APPROVED

Since 2014-11-17

Branch Locations

17425 Jefferson Hwy Ste C, Baton Rouge, LA 70817 • United States

6620 Riverside Drive Suite 207, Metairie, LA 70003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Regatta Research & Money Management Llc	Baton Rouge	LA	10/2006	Present

10/2006 → Present

Regatta Research & Money Management Llc

Baton Rouge, LA

Other Businesses

OWNER--LINDSEYS AMUSEMENTS(OFFERS PARTY ACCESSORIES FOR BIRTHDAY PARTIES) 01/2007 THRU PRESENT-NON INVESTMENT RELATED 40 HOURS OWNER--Z-SPORTS (SPORTING GOODS)05/2012 THRU CURRENT--NON INVESTMETN RELATED 40 HOURS

Employer firm

Current Employers

Regatta Research & Money Management L.L.C.

Disclosures

Employment History

Other Businesses

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