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Douglas W Thompson

Regatta Research & Money Management L.L.C.

Baton Rouge, LA

Metairie, LA

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Current Employers
Regatta Research & Money Management L.L.C.

6620 Riverside Drive Suite 207, Metairie, LA 70003 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2014-11-17
  • LA RA
    APPROVED
    Since 2014-11-17

Branch Locations

17425 Jefferson Hwy Ste C, Baton Rouge, LA 70817 • United States

6620 Riverside Drive Suite 207, Metairie, LA 70003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regatta Research & Money Management Llc Baton Rouge LA 10/2006 Present
Other Businesses

OWNER--LINDSEYS AMUSEMENTS(OFFERS PARTY ACCESSORIES FOR BIRTHDAY PARTIES) 01/2007 THRU PRESENT-NON INVESTMENT RELATED 40 HOURS OWNER--Z-SPORTS (SPORTING GOODS)05/2012 THRU CURRENT--NON INVESTMETN RELATED 40 HOURS

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
MORGAN STANLEY · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · Baton Rouge, LA
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