Spencer N Lambright

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Nashville, TN
• 02/2015 → Present
  Bank Of America, N.A.
  Nashville, TN

Other Businesses

I*92419 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TENNESSEE FOREIGN LANGUAGE INSTITUTE FUND INVESTMENT RELATED: N ADDRESS OF BUSINESS: NASHVILLE, TENNESSEE 37243 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 6/14/2017 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I LEAD ANNUAL BOARD MEETINGS WHERE THE FUND DECIDES HOW MUCH IT WILL GIVE THE TENNESSEE FOREIGN LANGUAGE INSTITUTE TO OPERATE. I ALSO PLAN AND LEAD FUNDRAISING. I DON'T ADVISE THE FUND'S INVESTMENTS AND HAVE NO ACCESS TO THE CHECKBOOK.

Exams

• S66 Uniform Combined State Law Examination
  2014-12-16

Other Names

• Spencer Neil Lambright