Joel Kenneth Balam

Current Employers

Employment History

• 05/2008 → 12/2017
  Principal Life Insurance Co
  Modesto, CA
• 05/2008 → 12/2017
  Princor Financial Services Corp
  Modesto, CA
• 12/2017 → Present
  Lpl Financial, Llc
  Modesto, CA

Previous Registrations

• 2017-04-11 → 2018-01-02
  Principal Securities, Inc.
  Modesto, CA

Other Businesses

1.12/18/2017; Fixed Insurance Sales; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 12/18/2017; 5hrs/mth; 5hrs during trading 2.11/03/2020; Exclusive Insurance Brokerage; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 10/19/2020; 8hrs/mth; 4hrs during trading 3.01/25/2022; none; Other - Ticket Sale on Ticketmaster; Not Investment Related; at Reported Business Location(s); Start Date 01/01/2022; 5hrs/mth; 0hrs during trading 4.03/25/2022; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Balam Wealth Management; Investment Related; at Reported Business Location(s); Start Date 01/26/2021; 1600hrs/mth; 1000hrs during trading 5.04/01/2022; Genises Trust, Tax and Administrative Service; Tax Prep/Accounting/CPA; Investment Related; Modesto,CA; Start Date 02/01/2022; 1hrs/mth; 1hrs during trading 6.12/22/2023; Joel K Balam Insurance Agency; Insurance Agency; Investment Related; Turlock,CA; Start Date 09/01/2023; 10hrs/mth; 5hrs during trading 7.11/06/2024; Baseball Fan-Attic; Other - Sole Proprietor; Not Investment Related; at Reported Business Location(s); Start Date 11/01/2024; 6hrs/mth; 0hrs during trading 8.07/13/2026; The Employers Advantage INC; Third Party Administrator (TPA); Investment Related; at Reported Business Location(s); Start Date 06/01/2026; 10hrs/mth; 10hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-04-10
• S63 Uniform Securities Agent State Law Examination
  2007-12-27