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Courtney Kiera Griffith

Wells Fargo Clearing Services, LLC

Lake Charles, LA

Atlanta, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-30
GA RA APPROVED 2022-08-05
LA RA APPROVED 2015-02-06
  • TX RA
    APPROVED
    Since 2024-07-30
  • GA RA
    APPROVED
    Since 2022-08-05
  • LA RA
    APPROVED
    Since 2015-02-06

Branch Locations

2070 E Walnut Ste 101, Lake Charles, LA 70601 • United States

3280 Peachtree Rd Ne Ste 300, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Lake Charles, LA 09/2014 11/2016
Full-Time Education Lake Charles LA 08/2007 Present
Wells Fargo Clearing Services, Llc Lake Charles, LA 11/2016 Present
  • 09/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Lake Charles,, LA
  • 08/2007 → Present
    Full-Time Education
    Lake Charles, LA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Lake Charles,, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-06
  • S66 Uniform Combined State Law Examination
    2015-02-06

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · LAKE CHARLES, LA
PROSPERITY CAPITAL ADVISORS · Lake Charles, LA
EDWARD JONES · LAKE CHARLES, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · Lake Charles, LA
LPL FINANCIAL LLC · LAKE CHARLES, LA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · LAKE CHARLES, LA
EAGLE STRATEGIES LLC · LAKE CHARLES, LA
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