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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2018-09-17 |
| MA | RA | APPROVED | 2018-03-19 |
Branch Locations
57 Circuit Ave, Oak Bluffs, MA 02557 • United States
257 Edgartown, Vineyard Haven, MA 02568 • United States
257 Upper Main St, Edgartown, MA 02568 • United States
2 South Water St, Edgart0Wn, MA 02539 • United States
104 Pleasant St, Nantucket, MA 02554 • United States
2 Orange St, Nantucket, MA 02554 • United States
1 Amelia Dr, Nantucket, MA 02554 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mvsb | West Tisbury | MA | 05/2014 | 07/2017 |
| Rockland Trust Company | Edgart0Wn | MA | 07/2017 | Present |
| Lpl Financial Llc | Edgart0Wn | MA | 10/2017 | Present |
1) 10/26/2017 - Rockland Trust Financial Services DBA - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2) 4/10/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 04/16/2018 - 15 Hours Per Month/5 Hours During Securities Trading. 3). 05/03/2019 - RT INVESTMENT SERVICES - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:5/3/2019. 4) 05/16/2022 - Edouard Begin DBA CLAMBULANCE - Not-Investment Related - 48 Main St. Vineyard Haven, MA 02568- Start Date - 5/02/2022 - 80 Hours Per Month1 Hours During Securities Trading 5) 3/8/2023 - BSMG - Investment - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 02/02/2023 - 10 Hours Per Month/2 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-09 |
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