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Appleton Partners, Inc. CRD 110049
$12.6B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Post Office Square 5Th Floor, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-03-24 |
Branch Locations
One Post Office Square 5Th Floor, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hartford Funds Distributors, Llc | Radnor | PA | 11/2014 | 11/2021 |
| Appleton Partners, Inc. | Boston | MA | 12/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-25 |
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