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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-06-01 |
| CA | RA | APPROVED | 2017-07-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 09/2014 | Present |
1) Matthew Wells Resale | Investment Related:No|Retail|Owner|6/1/2026|Less than 20|0|E-commerce, sole proprietor. The business will be operated with my significant other and will entail reselling of military memorabilia, primarily challenge coins (non-monetary souvenir coins), primarily through online marketplaces like eBay.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-13 |
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