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Taylor John Cox

Wells Fargo Clearing Services, LLC

Shoreline, WA

Seattle, WA

Seattle, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2014-12-03
  • WA RA
    APPROVED
    Since 2014-12-03

Branch Locations

360 Nw Richmond Beach Rd, Shoreline, WA 98177 • United States

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

14500 Greenwood Ave N Ste A, Seattle, WA 98133 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Shoreline WA 09/2014 11/2016
Wells Fargo Bank, Na Shoreline WA 08/2010 Present
Wells Fargo Clearing Services, Llc Shoreline WA 11/2016 Present
  • 09/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Shoreline, WA
  • 08/2010 → Present
    Wells Fargo Bank, Na
    Shoreline, WA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Shoreline, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-03
S63 Uniform Securities Agent State Law Examination 2014-11-12
  • S65 Uniform Investment Adviser Law Examination
    2014-12-03
  • S63 Uniform Securities Agent State Law Examination
    2014-11-12

View on SEC IAPD

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Other Investors

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Alexander Lund
Laarnie Lei Diaz Soma
ALEXANDER BAGDASAROV
Sue Park Yoon
PHILIP LAURENCE MURPHY
KEITH EDWARD CAMPBELL
MARK ALLEN BERGERON

Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · Shoreline, WA
STATE FARM INVESTMENT MANAGEMENT CORP. · Shoreline, WA
STATE FARM INVESTMENT MANAGEMENT CORP. · Mountlake Terrace, WA
U.S. BANCORP ADVISORS, LLC · Shoreline, WA
SMART PORTFOLIOS, LLC · LAKE FOREST PARK, WA
J.P. MORGAN SECURITIES LLC · LAKE FOREST PARK, WA
STATE FARM INVESTMENT MANAGEMENT CORP. · Shoreline, WA
J.P. MORGAN SECURITIES LLC · EDMONDS, WA

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