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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-17
WA RA APPROVED 2019-09-11
  • TX RA
    APPROVED
    Since 2020-08-17
  • WA RA
    APPROVED
    Since 2019-09-11

Branch Locations

19524 Ballinger Way Ne, Shoreline, WA 98155 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Seattle WA 05/2016 10/2016
Moss Adams Seattle WA 10/2016 04/2019
Thrivent Investment Management Inc Shoreline WA 04/2019 Present
Thrivent Financial Appleton WI 06/2019 10/2019
Thrivent Financial Appleton WI 10/2019 Present
  • 05/2016 → 10/2016
    Unemployed
    Seattle, WA
  • 10/2016 → 04/2019
    Moss Adams
    Seattle, WA
  • 04/2019 → Present
    Shoreline, WA
  • 06/2019 → 10/2019
    Thrivent Financial
    Appleton, WI
  • 10/2019 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

EVERETT ROWING ASSOCIATION POSITION: Board Member NATURE: Everett Rowing Association is a 501(c)(3) rowing club catering to youth and adult members. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2026 ADDRESS: 300 Smith Island Rd, Everett WA 98201, United States DESCRIPTION: I will be participating as a board member for the rowing club to provide guidance and oversight for the operations of the club, and to support the club in its efforts to achieve its objectives.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-10
S63 Uniform Securities Agent State Law Examination 2019-08-12
  • S66 Uniform Combined State Law Examination
    2019-09-10
  • S63 Uniform Securities Agent State Law Examination
    2019-08-12
Other Names
  • Alex Lund

View on SEC IAPD

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