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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-06-02 |
| MO | RA | APPROVED | 2023-06-02 |
| TX | RA | APPROVED | 2023-06-02 |
Branch Locations
16090 Swingley Ridge Road Suite 610, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Clayton | MO | 09/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Clayton | MO | 11/2016 | 06/2023 |
| Wells Fargo Advisors Financial Network, Llc | Chesterfield | MO | 06/2023 | Present |
MAGIS LLC , INV RELATED, CHESTERFIELD, MO, 16.6% OWNERSHIP, START 11/16/2022, 160 HOURS PER MONTH, 160 HOURS DURING TRADING, FINET PRACTICE. MICHAEL T. WALLER FINANCIAL SERIVCES LLC, INV RELATED, ST. LOUIS, MO, 100% OWNERSHIP, START 3/17/2023, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-06 |
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