Alton Sidney Fabre

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 10/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ
• 09/2014 → 10/2018
  Bank Of America, N.A.
  Chandler, AZ
• 10/2019 → 10/2023
  Bank Of The West
  Tempe, AZ
• 10/2019 → 10/2023
  Bancwest Investment Services, Inc.
  Tempe, AZ
• 10/2018 → 10/2019
  Unemployed
  Phoenix, AZ
• 10/2023 → Present
  Bmo Bank Na
  Tempe, AZ
• 10/2023 → Present
  Bmo Investment Services
  Tempe, AZ
• 10/2023 → Present
  Lpl Financial
  Tempe, AZ

Previous Registrations

• 2019-10-17 → 2023-08-24
  Bancwest Investment Services, Inc.
  Tempe, AZ
  Omaha, NE
• 2015-01-02 → 2018-10-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ
  Chandler, AZ

Other Businesses

1) 10/10/2023- BMO Investment Services - DBA for LPL Business (entity for LPL business) - Inv. related- At reported business location(s) 2) 10/10/2023- BMO Harris Bank - Financial Institution Duty / Financial Institution Duty/VP - Inv. related- At Reported Business Location(s) - start date 09/01/2023- 160hrs/mth 3) 10/10/2023- Vector Real Estate, LLC - Real Estate Rental - co-owner- Inv. Related- Phoenix, AZ- start date 10/01/2022- 20hrs/mth

Exams

• S66 Uniform Combined State Law Examination
  2014-12-27

Other Names

• Aj Fabre
• Alton Sidney Fabre
• Alton S Fabre