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Austin Scott Miller

Pathway Financial Advisers, LLC

Auburn, IN

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Current Employers
Pathway Financial Advisers, Llc

4571 County Road 35, Auburn, IN 46706 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2014-09-22
  • IN RA
    APPROVED
    Since 2014-09-22

Branch Locations

4571 County Road 35, Auburn, IN 46706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pathway Financial Advisers, Llc Auburn IN 09/2014 Present
Pfister & Miller Inc Auburn IN 09/2012 Present
Other Businesses

Pfister and Miller, Inc. - non investment-related - 4571 County Road 35, Auburn Indiana 46706. Accounting and tax professional practice.Title-50% partner, Start Date - 09/2012 - Hours per month - 200 mostly during trading hours. My duties include bookkeeping, accounting and tax return preparation. Austin Scott Miller is an owner of Financial Building, LLC DBA Covenant Properties. This building was purchased by David Tracey (50%), Austin Miller (25%), Steve Post (12.5%) & Joel Grimm (12.5%) in Auburn, Indiana for the purpose of renting it to the Investment Firm Pathway Financial Advisers, LLC & an accounting/tax Firm Pfister & Miller, Inc. His responsibilities include managing the real estate property for the tenants of Pathway Financial Advisers, LLC & Pfister & Miller, Inc. 5 hours a month are devoted to this activity during trading hours. 10 hours a month are devoted to this activity outside of trading hours. 0 yearly compensation is expected to be derived from this business. Austin Miller is part owner of Lace & Ace Farms, LLC, a grain farming business. Austin spends about 10 hours per annum, non-trading hours, on this business and annual compensation is more than 10% of earned income.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-08
S65 Uniform Investment Adviser Law Examination 2014-09-08
  • S65 Uniform Investment Adviser Law Examination
    2014-09-08
  • S65 Uniform Investment Adviser Law Examination
    2014-09-08

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