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4571 County Road 35, Auburn, IN 46706 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2014-09-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pathway Financial Advisers, Llc | Auburn | IN | 09/2014 | Present |
| Pfister & Miller Inc | Auburn | IN | 09/2012 | Present |
Pfister and Miller, Inc. - non investment-related - 4571 County Road 35, Auburn Indiana 46706. Accounting and tax professional practice.Title-50% partner, Start Date - 09/2012 - Hours per month - 200 mostly during trading hours. My duties include bookkeeping, accounting and tax return preparation. Austin Scott Miller is an owner of Financial Building, LLC DBA Covenant Properties. This building was purchased by David Tracey (50%), Austin Miller (25%), Steve Post (12.5%) & Joel Grimm (12.5%) in Auburn, Indiana for the purpose of renting it to the Investment Firm Pathway Financial Advisers, LLC & an accounting/tax Firm Pfister & Miller, Inc. His responsibilities include managing the real estate property for the tenants of Pathway Financial Advisers, LLC & Pfister & Miller, Inc. 5 hours a month are devoted to this activity during trading hours. 10 hours a month are devoted to this activity outside of trading hours. 0 yearly compensation is expected to be derived from this business. Austin Miller is part owner of Lace & Ace Farms, LLC, a grain farming business. Austin spends about 10 hours per annum, non-trading hours, on this business and annual compensation is more than 10% of earned income.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-08 |
| S65 | Uniform Investment Adviser Law Examination | 2014-09-08 |
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