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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-08-27 |
| NH | RA | APPROVED | 2025-08-06 |
| KY | RA | APPROVED | 2024-01-16 |
| LA | RA | APPROVED | 2023-08-15 |
| NC | RA | APPROVED | 2023-06-26 |
| SC | RA | APPROVED | 2023-06-26 |
| CA | RA | APPROVED | 2022-03-04 |
| AL | RA | APPROVED | 2021-12-07 |
| NY | RA | APPROVED | 2021-12-03 |
| IN | RA | APPROVED | 2021-09-10 |
| VA | RA | APPROVED | 2021-07-30 |
| GA | RA | APPROVED | 2021-02-11 |
| IL | RA | APPROVED | 2021-01-16 |
| MN | RA | APPROVED | 2021-01-16 |
| TX | RA | APPROVED | 2021-01-16 |
| TN | RA | APPROVED | 2020-10-30 |
Branch Locations
101 Westpark Dr Suite 310, Brentwood, TN 37027 • United States
4101 Charlotte Ave Suite D160A, Nashville, TN 37209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Chanhassen | MN | 09/2014 | 11/2016 |
| Wells Fargo Bank, Na | Chanhassen | MN | 04/2011 | 01/2019 |
| Wells Fargo Clearing Services, Llc | Chanhassen | MN | 11/2016 | 03/2018 |
| Commonwealth Financial Network | San Diego | CA | 03/2019 | 07/2020 |
| Guardian Life Insurance Co Of America | Brentwood | TN | 08/2020 | Present |
| Park Avenue Securities Llc | Brentwood | TN | 10/2020 | Present |
| Guardian Life Insurance Company | Nashville | TN | 06/2024 | Present |
| Guardian Life Insurance Company | Nashville | TN | 06/2024 | Present |
1) Foundation Bookkeeping LLC-owner, Nature of Business: bookkeeping business, Start date: 06/30/2022, Address: 748 Summit Oaks Ct, Nashville TN 37221, Duties: manage an independent bookkeeping service, 20 total hours per month; 20 during securities trading hours, Not investment related, 2) Other Insurance, Start Date: 12/12/2025, Nature: insurance products outside of Guardian, Address: 748 Summit Oaks Ct, Nashville TN 37221, Duties: Broker/Selling insurance products other than Guardian, 1 total hour per/month; 1 during securities trading hours, Investment Related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-12 |
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