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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-02 |
| VA | RA | APPROVED | 2023-07-24 |
Branch Locations
1750 Tysons Blvd Ste 1140, Tysons Corner, VA 22102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Richmond | VA | 12/2011 | 11/2017 |
| Wells Fargo Advisors, Llc | Richmond | VA | 09/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 11/2016 | 11/2017 |
| Ef Legacy Securities, Llc | Henrico | VA | 11/2017 | 10/2018 |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 12/2017 | 11/2022 |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 11/2022 | 10/2025 |
| Edelman Financial Engines | Santa Clara | CA | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-22 |
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