Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-02-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legg Mason & Co, Llc. | Stamford | CT | 02/2009 | 06/2017 |
| Legg Mason Investor Services, Llc | Westminster | CO | 02/2009 | 06/2017 |
| Edward Jones | Saint Louis | MO | 06/2018 | 03/2021 |
| Unemployed | Stamford | CT | 07/2017 | 05/2018 |
| Lpl Financial Llc | Fairfield | CT | 03/2021 | Present |
| Moneco Advisors, Llc | Fairfield | CT | 03/2021 | 02/2024 |
1) 5/21/2021 - Arthur J Gallagher & Co - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date: 5/18/2021 - 2 Hours Per Month/2 Hours During Securities Trading - Owner and producer. 2) 10/1/2021 - Crump Life Insurance Services Inc - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 08/10/2021 - 10 Hours Per Month/5 Hours During Securities Trading. 3) 02/16/2024 - Real Estate Rental - Investment Related - Greenacres, FL - Start Date 08/01/2023 - 2 Hours Per Month/ 0 Hours During Trading 4) 03/26/2024 - DameFender Financial Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/01/2024 - 40 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-09 |
Reach out to this advisor