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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-02-02
  • CT RA
    APPROVED
    Since 2024-02-02

Branch Locations

515 Cutspring Rd, Stratford, CT 06614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legg Mason & Co, Llc. Stamford CT 02/2009 06/2017
Legg Mason Investor Services, Llc Westminster CO 02/2009 06/2017
Edward Jones Saint Louis MO 06/2018 03/2021
Unemployed Stamford CT 07/2017 05/2018
Lpl Financial Llc Fairfield CT 03/2021 Present
Moneco Advisors, Llc Fairfield CT 03/2021 02/2024
  • 02/2009 → 06/2017
    Legg Mason & Co, Llc.
    Stamford, CT
  • 02/2009 → 06/2017
    Legg Mason Investor Services, Llc
    Westminster, CO
  • 06/2018 → 03/2021
    Saint Louis, MO
  • 07/2017 → 05/2018
    Unemployed
    Stamford, CT
  • 03/2021 → Present
    Fairfield, CT
  • 03/2021 → 02/2024
    Moneco Advisors, Llc
    Fairfield, CT
Previous Registrations
  • 2021-03-09 → 2024-02-02
    Fairfield, CT
  • 2018-06-27 → 2021-03-11
    Maryland Heights, MO
    Stamford, CT
    St Louis, MO
    Fairfield, CT
    Fairfield, CT
    Fairfield, CT
    Fairfield, CT
Other Businesses

1) 5/21/2021 - Arthur J Gallagher & Co - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date: 5/18/2021 - 2 Hours Per Month/2 Hours During Securities Trading - Owner and producer. 2) 10/1/2021 - Crump Life Insurance Services Inc - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 08/10/2021 - 10 Hours Per Month/5 Hours During Securities Trading. 3) 02/16/2024 - Real Estate Rental - Investment Related - Greenacres, FL - Start Date 08/01/2023 - 2 Hours Per Month/ 0 Hours During Trading 4) 03/26/2024 - DameFender Financial Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/01/2024 - 40 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-26
S63 Uniform Securities Agent State Law Examination 2011-08-09
  • S66 Uniform Combined State Law Examination
    2018-06-26
  • S63 Uniform Securities Agent State Law Examination
    2011-08-09
Other Names
  • Zahya Hantz
  • Zahya Beall

View on SEC IAPD

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