Daniel Scott Petersen

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 04/2022
  Think Mutual Bank
  Rochester, MN
• 02/2016 → 04/2022
  Commonwealth Financial Network
  San Diego, CA
• 04/2022 → Present
  Ameriprise Financial Services, Llc
  Rochester, MN

Previous Registrations

• 2016-07-20 → 2022-04-27
  Commonwealth Financial Network
  Rochester, MN
  Rochester, MN

Other Businesses

Board of Directors; Windamere Woods Homeowners Association; Secretary; 3025 Sherburn Pl SW, , Rochester, MN, 55902; Not Investment-Related; 04/29/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Summit Management; Registered Team Member; Manage advisory business; 1530 Greenview Dr. SW , STE 205, Rochester, MN, 55902; Investment-Related; 04/15/2022; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2016-07-13
• S63 Uniform Securities Agent State Law Examination
  2014-12-11

Other Names

• Dan Petersen
• Daniel S Petersen
• Daniel Petersen
• Dan Scott Petersen
• Dan S Petersen