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Patrick E Caufield

Edward Jones

Penfield, NY

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-29
TX RA APPROVED_RES 2021-05-19
  • NY RA
    APPROVED
    Since 2021-06-29
  • TX RA
    APPROVED_RES
    Since 2021-05-19

Branch Locations

2160 Penfield Road Suite 8, Penfield, NY 14526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Pittsford NY 05/2014 11/2016
Park Avenue Securities Llc Pittsford NY 09/2014 11/2016
Monroe School Transportation Rochester NY 09/2016 10/2016
Edward Jones St Louis MO 11/2016 Present
  • 05/2014 → 11/2016
    Guardian Life Insurance Co
    Pittsford, NY
  • 09/2014 → 11/2016
    Park Avenue Securities Llc
    Pittsford, NY
  • 09/2016 → 10/2016
    Monroe School Transportation
    Rochester, NY
  • 11/2016 → Present
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-24
S63 Uniform Securities Agent State Law Examination 2015-02-13
  • S66 Uniform Combined State Law Examination
    2017-01-24
  • S63 Uniform Securities Agent State Law Examination
    2015-02-13
Other Names
  • Patrick Edward Caufield

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