Charles Joseph Larocco

Current Employers

Employment History

• 04/2004 → 07/2025
  Cadaret, Grant & Co., Inc.
  Penfield, NY
• 04/2004 → 07/2025
  Commonwealth Financial Group
  Penfield, NY
• 01/2016 → 07/2025
  Cadaret, Grant & Co., Inc.
  Stuart, FL
• 01/2016 → 07/2025
  Commonwealth Financial Group
  Stuart, FL
• 07/2025 → Present
  Lpl Financial Llc
  Penfield, NY

Previous Registrations

• 2021-05-04 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  Syracuse, NY
  Penfield, NY
  Penfield, NY
  Stuart, FL
  Syracuse, NY

Other Businesses

1. 07/2025 - Charles LaRocco - Non-Variable Insurance - Stuart, FL - INV REL - Start Date 11/03/1987 - 4hrs/mth | 4hrs during trading 2. 07/2025 - Sandra Ocque Meadows Trust B Charles J LaRocco Jr. Trustee - Act in a Fiduciary Capacity - Stuart, FL - NOT INV REL - Start Date 04/06/2006 - 20hrs/mth | 20hrs during trading 3. 07/2025 - CKENA5 HOLDINGS LLC - Real Estate Rental - Stuart, FL - INV REL - Start Date 04/04/2019 - 20hrs/mth | 0hrs during trading 4. 07/2025 - CFG MONEY DOCS - Radio/ TV/ Podcast - Stuart, FL - INV REL - Start Date 03/13/2008 - 8hrs/mth | 0hrs during trading 5. 07/2025 - Mony Doc Inc FL - Business Entity For Tax/Investment Purposes Only - Stuart, FL - NOT INV REL - Start Date 01/01/2024 - 40hrs/mth | 35hrs during trading 6. 07/2025 - CFG The Money Docs - DBA for LPL Business (entity for LPL business) - Stuart, FL - INV REL - Start Date 01/01/2025 - 160hrs/mth | 140hrs during trading 7. 07/2025 - Wesley Donald Meadows Trust B Charles J LaRocco Jr. Trustee - Act in a Fiduciary Capacity - Stuart, FL - NOT INV REL - Start Date 04/06/2006 - 20hrs/mth | 20hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-03-26
• S63 Uniform Securities Agent State Law Examination
  1988-01-29

Other Names

• Charles J Larocco