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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-07-20
  • NY RA
    APPROVED
    Since 2023-07-20

Branch Locations

10 Winthrop St., Rochester, NY 14607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mitchell-Nagel & Associates Rochester NY 01/1997 09/2016
Mn&A Medical Marketing Rocchester NY 06/2004 09/2016
Voya Financial Advisors Rochester NY 09/2014 12/2021
Cambridge Investment Research, Inc. Fairfield IA 07/2023 Present
Anderson Kenney Associates Llc Rochester NY 12/2021 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2023 Present
Nagel Consulting Llc Rochester NY 10/2016 Present
  • 01/1997 → 09/2016
    Mitchell-Nagel & Associates
    Rochester, NY
  • 06/2004 → 09/2016
    Mn&A Medical Marketing
    Rocchester, NY
  • 09/2014 → 12/2021
    Voya Financial Advisors
    Rochester, NY
  • 07/2023 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 12/2021 → Present
    Anderson Kenney Associates Llc
    Rochester, NY
  • 07/2023 → Present
    Fairfield, IA
  • 10/2016 → Present
    Nagel Consulting Llc
    Rochester, NY
Previous Registrations
Other Businesses

1) ANDERSON KENNEY ASSOCIATES LLC DBA EMPLOYEE RETENTION SOLUTIONS, 10 WINTHROP ST, ROCHESTER, NY, 12/2021, DIRECTOR, HUMAN RESOURCES, NIR, 160 HR/MO, 160 HR/MO TRADING. 2) NATIONAL ASSOCIATION OF BENEFITS AND INSURANCE PROFESSIONALS, 999 E STREET NW, SUITE 400, WASHINGTON, DC, 07/2023, COMMITTEE MEMBER, NETWORKING, NIR, 2 HR/MO, 2 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADMINISTRATIVE REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 4) DREAM HOME 5167 LLC, 168 DORIAN LANE, ROCHESTER, NY, 01/2024, OWNER, REAL ESTATE, NIR, 11 HR/MO, 1 HR/MO TRADING. 5) ANDERSON KENNEY ASSOCIATES LLC DBA 1RDG, 10 Winthrop Street, Rochester NY 14607, United States, 10/02/2024, W2 Employee, Director of Benefits, NIR 160 HR/MO 160 HR/MO Trading 6) DOEREN MAYHEW HR SOLUTIONS, 10 Winthrop Street, Rochester, NY 14607, 01/2026, W-2 Employee, Insurance / Benefits / Human Resources Services, NIR, 160 HR/MO - 160 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-09-12
  • S63 Uniform Securities Agent State Law Examination
    1996-09-12

View on SEC IAPD

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