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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Troy | MI | 08/2014 | Present |
| Pruco Securities, Llc. | Troy | MI | 08/2014 | 11/2024 |
| Lamb Dairy | Jeddo | MI | 09/2016 | 11/2024 |
| Lpl Enterprise, Llc | Troy | MI | 11/2024 | Present |
1) 10/16/2024 - Louie's Family Restaurant - Waiting on tables serving food bussing tables taking payment for food - Outside/W-2 Employment - Non Inv Related - At TROY, MI - Start Date 01/13/2023 - 68hrs/mth - 8hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-17 |
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