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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2020-07-15
  • TN RA
    APPROVED
    Since 2020-07-15

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Columbia, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanderbilt Legends Club Franklin TN 08/2013 06/2020
Principal Life Insurance Company Brentwood TN 09/2014 12/2019
Principal Securities Inc Columiba TN 03/2016 06/2020
Gwfs Equities, Inc. Columbia TN 07/2020 Present
  • 08/2013 → 06/2020
    Vanderbilt Legends Club
    Franklin, TN
  • 09/2014 → 12/2019
    Principal Life Insurance Company
    Brentwood, TN
  • 03/2016 → 06/2020
    Columiba, TN
  • 07/2020 → Present
    Gwfs Equities, Inc.
    Columbia, TN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-10
S63 Uniform Securities Agent State Law Examination 2014-10-24
  • S65 Uniform Investment Adviser Law Examination
    2015-09-10
  • S63 Uniform Securities Agent State Law Examination
    2014-10-24

View on SEC IAPD

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