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Employer firm

M. E. Allison & Co., Inc. CRD 1047

$366M regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RETIREMENT PLAN CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
M. E. Allison & Co., Inc.

950 E. Basse Road, 2Nd Fl., San Antonio, TX 78209 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-03
  • TX RA
    APPROVED
    Since 2022-04-03

Branch Locations

950 E. Basse Road, 2Nd Fl., San Antonio, TX 78209 • United States

950 East Basse Road Second Floor, San Antonio, TX 78209-1831 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frost National Bank San Antonio TX 02/1986 07/2018
Frost Brokerage Services San Antonio TX 04/2006 07/2018
Frost Bank San Antonio TX 07/2018 02/2019
Frost Brokerage Services San Antonio TX 07/2018 02/2019
Frost Bank San Antonio TX 02/2019 03/2022
Frost Brokerage Services San Antonio TX 02/2019 03/2022
M.E. Allison & Co., Inc. San Antonio TX 04/2022 Present
  • 02/1986 → 07/2018
    Frost National Bank
    San Antonio, TX
  • 04/2006 → 07/2018
    Frost Brokerage Services
    San Antonio, TX
  • 07/2018 → 02/2019
    Frost Bank
    San Antonio, TX
  • 07/2018 → 02/2019
    Frost Brokerage Services
    San Antonio, TX
  • 02/2019 → 03/2022
    Frost Bank
    San Antonio, TX
  • 02/2019 → 03/2022
    Frost Brokerage Services
    San Antonio, TX
  • 04/2022 → Present
    M.E. Allison & Co., Inc.
    San Antonio, TX
Previous Registrations
Other Businesses

TREASURER FOR THE PARKER FOUNDATION, A SMALL FAMILY FOUNDATION. I RECEIVE NO COMPENSATION. OLD MEADOW GATE FARM LLC, OPERATING FARM, FREDERICKSBURG, TX. NOT INVESTMENT RELATED. CO-OWNER OF THE FARM AND APPROXIMATELY 1 HOUR PER MONTH BUT NO MARKET HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-05-26
  • S63 Uniform Securities Agent State Law Examination
    2006-05-26
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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