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2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-21 |
| FL | RA | APPROVED | 2019-08-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harrison Construction & Remodeling Inc. | New Smyrna Beach | FL | 10/2003 | 09/2024 |
| Madison Avenue Securities, Llc | San Diego | CA | 07/2016 | 08/2019 |
| Anders & Anders Financial Group | New Smyrna Beach | FL | 06/2015 | Present |
| Ae Wealth Management, Llc | Topeka | KS | 08/2019 | Present |
| Madison Avenue Securities | New Smyrna Beach | FL | 11/2021 | Present |
| Dragon Financial Services | New Smyrna Beach | FL | 09/2024 | Present |
1.) ANDERS & ANDERS FINANCIAL GROUP, INC.; INV RELATED:YES; ADDRESS:315 LIVE OAK ST. NEW SMYRNA BEACH, FL 32168; NATURE:SECURITIES AND INSURANCE SALES; POSITION:AGENT; START DATE:06/2015; HOURS/MONTH:50; TRADING HOURS/MONTH:50; INSURANCE SALES & SERVICE 2.) WBH FINANCIAL INC.; INV RELATED:NO; ADDRESS:2671 PEARL LAKE TRAIL; NATURE:DROP ACCOUNT FOR INSURANCE BUSINESS; POSITION:PRESIDENT; START DATE:03/22/2016; HOURS/MONTH:1; TRADING HOURS/MONTH:0; DUTIES:ADMINISTRATIVE 3.) MADISON AVENUE SECURITIES; POSITION: Registered Representative NATURE: Broker Dealer INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 11/30/2021 ADDRESS: 315 LIVE OAK ST, NEW SMYRNA BEACH FL 32168, United States DESCRIPTION: Registered Representative for securities business. 4.) DR Anders Inc.; Address: 315 LIVE OAK ST, NEW SMYRNA BEACH FL 32168; Investment Related: Yes; Position: Agent Receiving Commission; Duties: Agent Offering Insurance Products; Hours Per Week: 1 Hour; Start Date: 9/30/2024. 5.) Dragon Financial Services; Address; 315 LIVE OAK ST, NEW SMYRNA BEACH FL 32168; Investment Related: Yes; Position: Agent; Start Date: 09/2024; Approx. 4 Hrs/Month; Approx. 2 Hrs/Month during trading hours; Duties: Agent only receiving commissions that are paid to my WBH Financial Corp. account.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-02-24 |
| S65 | Uniform Investment Adviser Law Examination | 2016-11-16 |
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