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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-18 |
| TX | RA | APPROVED | 2022-01-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kennewick | WA | 01/2019 | 06/2021 |
| Bank Of America N.A | Richland | WA | 10/2016 | 01/2019 |
| Mechanical Services Inc | Kennewick | WA | 09/2016 | 10/2016 |
| Starbucks | Los Alamos/Kennewick | NM | 02/2014 | 09/2016 |
| Bank Of America, N.A. | Kennewick | WA | 02/2019 | 12/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kennewick | WA | 06/2021 | 12/2021 |
| J.P. Morgan Securities Llc | New Smyrna Beach | FL | 01/2022 | Present |
| Jp Morgan Chase Bank, N.A. | New Smyrna Beach | FL | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-04 |
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