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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-08
TX RA APPROVED_RES 2025-07-01
  • FL RA
    APPROVED
    Since 2025-07-08
  • TX RA
    APPROVED_RES
    Since 2025-07-01

Branch Locations

301 Magnolia Street, New Smyrna Beach, FL 32168 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. New Smyrna Beach FL 02/2013 07/2025
Raymond James Financial Services, Inc. New Smyrna Beach FL 07/2025 Present
Raymond James Financial Services Advisors, Inc. New Smyrna Beach FL 07/2025 Present
Previous Registrations
  • 2013-02-13 → 2025-07-02
    Winter Park, FL
    New Smyrna Beach, FL
    Lake Mary, FL
  • 2001-04-12 → 2013-02-13
    Morgan Keegan & Company, Llc
    New Smyrna Beach, FL
    Ormond Beach, FL
    Memphis, TN
    New Smyrna Beach, FL
    Edgewater, FL
    Sarasota, FL
    Winter Park, FL
Other Businesses

(1) Name of Business: Address: 1201 Brampton Pl , Lake Mary, FL, 32746, United States Activity Type: Rental Real Estate Position/Title: Passive investor, Owner/Proprietor Investment Related: Yes Start Date: 03/31/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: hire management company to manage rental property (2) Name of Business: Address: 1201 Brampton Place, Lake Mary, FL, 32746, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/06/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Approve , long term tenants, approve repairs employ real estate management company, for day to day operations

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-07
S63 Uniform Securities Agent State Law Examination 1996-03-07
  • S65 Uniform Investment Adviser Law Examination
    1998-04-07
  • S63 Uniform Securities Agent State Law Examination
    1996-03-07
Other Names
  • Andy Hall

View on SEC IAPD

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