Kathryn Louise Owen

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-10-20

TX RA
APPROVED_RES

Since 2015-10-20

Branch Locations

2801 Hwy 280 S Ste 1-400, Birmingham, AL 35223 • United States

2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Birmingham	AL	07/2015	11/2016
Wells Fargo Clearing Services, Llc	Birmingham	AL	11/2016	Present

07/2015 → 11/2016

Wells Fargo Advisors, Llc

Birmingham, AL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Birmingham, AL

Other Businesses

FRED OWEN CONSTRUCTION; NOT INV. RELATED; BIRMINGHAM, AL; RAILROAD CONSTRUCTION COMPANY; OFFICE ASSISTANT; START DATE 2/25/2016; 8 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES FILING AND SHREDDING PAPERWORK.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2015-02-05

S63 Uniform Securities Agent State Law Examination

2015-02-05

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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