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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2009-03-17 |
Branch Locations
800 Green Valley Road Suite 300, Greensboro, NC 27408 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co | Greensboro | NC | 03/2009 | Present |
1. SASLOW INC. POBOX 14189 GREENSBORO, NC 27415. RETAIL JEWELRY STORE. BOARD OF DIRECTORS. FAMILY BUSINESS.03/1/2010. LESS THEN 10 HRS A MONTH REVIEWING FINANCIAL STATEMENTS, COMPENSATION PACKAGES, AND MARKETING PLANS 2. RENTAL HOUSE - 705 DOVER ROAD. CO-OWNED WITH JOHN B. SASLOW. MANAGED BY A PROPERTY MANAGEMENT COMPANY 3. B&H MANAGEMENT, LLC - I'VE BEEN A MEMBER OF THE ABOVE LLC SINCE 2007. IT IS NON-INVESTMENT RELATED ACCOUNTS. OVER THE COURSE OF A YEAR, I MAY SPEND A MAXIMUM OF 3 HOURS COMBINED. 4. BAKER MANAGEMENT, LLC - I'VE BEEN A MEMBER OF THE ABOVE LLC SINCE 2007. IT IS NON-INVESTMENT RELATED ACCOUNTS. OVER THE COURSE OF A YEAR, I MAY SPEND A MAXIMUM OF 3 HOURS COMBINED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-20 |
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