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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2018-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| David A Flanders Cpa, Llc | Bel Air | MD | 01/2014 | Present |
| 1St Global Capital Corp | Bel Air | MD | 10/2014 | 05/2018 |
| 1St Global Advisors, Inc | Bel Air | MD | 10/2014 | 05/2018 |
| Commonwealth Financial Network | Waltham | MA | 05/2018 | 01/2020 |
| Commonwealth Financial Network | Waltham | MA | 01/2020 | Present |
1. Tax preparation and accounting services, David A Flanders CPA, LLC; as of 5/04/2018; Approximately 50% Time spent during securities trading hours per month; conducted at branch location; Not investment related. 2. Fixed insurance sales; as of 11/15/2021; 1% of time spent during business hours; Conducted at branch location; Investment related. 3. Co-Owner, Flanders Wealth Management, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 01/01/2021; 100% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-22 |
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