Michael Carroll Rossi

Employer firm

Assetmark, Inc. CRD 109018

$91.8B regulatory AUM 220,268 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → Present
  Assetmark Financial Holdings, Inc.
  Saint Louis, MO
• 11/2015 → Present
  Assetmark Brokerage Llc
  Saint Louis, MO
• 11/2015 → Present
  Assetmark, Inc
  Saint Louis, MO

Previous Registrations

• 2015-01-06 → 2015-11-19
  Securian Financial Services, Inc.
  St. Louis, MO

Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 11/2015 - 160 HRS/MONTHLY, REGIONAL CONSULTANT OF ASSETMARK, INC - A REGISTERED INVESTMENT ADVISER - IN CONCORD, CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC - INVESTMENT RELATED

Exams

• S66 Uniform Combined State Law Examination
  2014-12-13