Jeff E Pearse

Current Employers

First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2023-03-17

IL RA
APPROVED

Since 2023-03-17

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Trust Portfolios L.P.	Wheaton	IL	12/2022	Present
First Trust Advisors L.P.	Wheaton	IL	12/2022	Present
Aj George & Associates Realty Group	San Diego	CA	09/2015	09/2016
Axa Financial	Oak Brook	IL	09/2016	01/2017
Billtrust	Lawrence Township	NJ	01/2017	10/2021
Gtreasury	Buffalo Grove	IL	10/2021	12/2022

12/2022 → Present

First Trust Portfolios L.P.

Wheaton, IL
12/2022 → Present

First Trust Advisors L.P.

Wheaton, IL
09/2015 → 09/2016

Aj George & Associates Realty Group

San Diego, CA
09/2016 → 01/2017

Axa Financial

Oak Brook, IL
01/2017 → 10/2021

Billtrust

Lawrence Township, NJ
10/2021 → 12/2022

Gtreasury

Buffalo Grove, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-03-16
S63	Uniform Securities Agent State Law Examination	2023-01-13

S65 Uniform Investment Adviser Law Examination

2023-03-16
S63 Uniform Securities Agent State Law Examination

2023-01-13

View on SEC IAPD

Current Employers

First Trust Advisors Lp

Disclosures

Employment History

Exams

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