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Sandra Louise Swanson

Potentia Wealth

San Jose, CA

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Current Employers
Potentia Wealth

1226 Lincoln Ave Suite 200, San Jose, CA 95125 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-27
  • CA RA
    APPROVED
    Since 2025-05-27

Branch Locations

1226 Lincoln Ave Suite 200, San Jose, CA 95125 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc San Jose CA 10/2016 06/2021
Strategic Wealth Advisors Group San Jose CA 11/2016 11/2016
Potentia Wealth San Jose CA 09/2014 04/2024
Potentia Wealth San Jose CA 04/2024 Present
Mariner Independent San Jose CA 11/2016 04/2024
Lpl Financial Llc San Jose CA 10/2016 02/2017
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-22
  • S66 Uniform Combined State Law Examination
    2016-09-22
Other Names
  • Sandra Massone
  • Sandra Swanson

View on SEC IAPD

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ROLO VENTURES MANAGEMENT LLC
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HICKOK ADVISORY, LLC

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Ryan Leiby
Adrian Baker
Bianca N. Cross
Jonathan A Stoft
BAO DINH
Luke Maura
BEN Wolff KRUGMAN
DANIEL ROY OWENS

Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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