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Joshua J Yeager

Ubs Financial Services Inc.

San Mateo, CA

Danville, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-28
CA RA APPROVED 2026-02-27
  • TX RA
    APPROVED
    Since 2026-05-28
  • CA RA
    APPROVED
    Since 2026-02-27

Branch Locations

400 S. El Camino Real Suite 900, San Mateo, CA 94402 • United States

4105 Blackhawk Plaza Circle, Danville, CA 94506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nomura Securities International, Inc. New York NY 01/2022 08/2023
Duff & Phelps Palo Alto CA 07/2017 06/2018
Kpmg San Francisco CA 09/2018 01/2022
College Student San Mateo CA 08/2013 05/2017
Scotia Capital (Usa) Inc. San Francisco CA 10/2023 09/2025
Ubs Financial Services Inc San Mateo CA 09/2025 Present
  • 01/2022 → 08/2023
    Nomura Securities International, Inc.
    New York, NY
  • 07/2017 → 06/2018
    Duff & Phelps
    Palo Alto, CA
  • 09/2018 → 01/2022
    Kpmg
    San Francisco, CA
  • 08/2013 → 05/2017
    College Student
    San Mateo, CA
  • 10/2023 → 09/2025
    Scotia Capital (Usa) Inc.
    San Francisco, CA
  • 09/2025 → Present
    Ubs Financial Services Inc
    San Mateo, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-26
S63 Uniform Securities Agent State Law Examination 2022-02-27
  • S65 Uniform Investment Adviser Law Examination
    2026-02-26
  • S63 Uniform Securities Agent State Law Examination
    2022-02-27
Other Names
  • Joshua J Yeager
  • Joshua Yeager

View on SEC IAPD

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ABIY FISSEHA
CHRISTIAN MICHAEL BRETZ
CHRISTOPHER JAMES CALL
CLAY DEAN WILLIAM STAFFORD
Jacob Daly

Other Offices

NEWFRONT RETIREMENT SERVICES, INC. · SAN MATEO, CA
ESO MANAGEMENT SERVICES LLC · SAN MATEO, CA
FARMERS ASSET MANAGEMENT, LLC · San Mateo, CA
EAGLE STRATEGIES LLC · SAN MATEO, CA
LPL FINANCIAL LLC · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA

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