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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-16 |
| FL | RA | APPROVED | 2022-11-15 |
Branch Locations
1200 South Pine Island Road Suite 800, Plantation, FL 33324 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | Miami | FL | 08/2016 | 11/2017 |
| Jpmorgan Chase Bank Na | Miami | FL | 11/2017 | 06/2022 |
| Jpmorgan Securities Llc | Miami | FL | 11/2017 | 06/2022 |
| Morgan Stanley Smith Barney Llc | Plantation | FL | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-01 |
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