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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2006-01-27
  • IL RA
    APPROVED
    Since 2006-01-27

Branch Locations

301 N Neil St Ste 501, Champaign, IL 61820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwesternmutual Life Insurance Milwaukee WI 11/1998 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 01/1999 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 11/1998 → Present
    Northwesternmutual Life Insurance
    Milwaukee, WI
  • 01/1999 → Present
    Milwaukee, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 20% OWNER OF 49TH YEAR CAPITAL PARTNERS CLOTHING COMPANY; REQUIRES APPROX. 2-3 HOURS PER MONTH; NOT FINANCIALLY RELATED. 4.100% OWNER, MCCLURE FINANCIAL GROUP, INC., LEGAL ENTITY, START DATE: 12/26/2007, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, OWNER/MANAGING PARTNER 5. REAL ESTATE INVESTMENT PROPERTY, 1165 N LAKESHORE DR, GOREVILLE, , ILLINOIS, 62939, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 6/28/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OCCASIONALLY RENTING OUT OUR LAKEHOUSE. INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-18
S63 Uniform Securities Agent State Law Examination 2002-03-12
  • S66 Uniform Combined State Law Examination
    2006-01-18
  • S63 Uniform Securities Agent State Law Examination
    2002-03-12

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