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650 Sw Bond St. Suite 250, Bend, OR 97702 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2014-10-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwest Quadrant Llc(Dba:NOrthwest Quadrant Wealth Management) | Eugene | OR | 09/2014 | Present |
| Lpl Financial Llc | Eugene | OR | 11/2014 | 06/2022 |
1. 11/11/2014: Northwest Quadrant Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 9/14/2015 - Northwest Quadrant, LLC - DBA: (Hybrid) Northwest Quadrant Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/01/2014 - 200 Hours Per Month/130 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Northwest Quadrant, LLC, an independent investment advisor firm. I started this business activity in 11/2014. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 09/25/2019 - Northwest Quadrant LLC - DBA:(Hybrid) NORTHWEST QUADRANT WEALTH MANAGEMENT - Investment related - At reported business location(s) - Registered Investment Advisor DBA - start date:11/01/2014 - 200 hrs/mo - 130 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-12-15 |
| S65 | Uniform Investment Adviser Law Examination | 2014-10-27 |
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