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Robert Josh Fenili

Northwest Quadrant Wealth Management

Bend, OR

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Current Employers
Northwest Quadrant Wealth Management

650 Sw Bond St. Suite 250, Bend, OR 97702 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2014-10-27
  • OR RA
    APPROVED
    Since 2014-10-27

Branch Locations

650 Sw Bond St. Suite 250, Bend, OR 97702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwest Quadrant Llc(Dba:NOrthwest Quadrant Wealth Management) Eugene OR 09/2014 Present
Lpl Financial Llc Eugene OR 11/2014 06/2022
  • 09/2014 → Present
    Northwest Quadrant Llc(Dba:NOrthwest Quadrant Wealth Management)
    Eugene, OR
  • 11/2014 → 06/2022
    Lpl Financial Llc
    Eugene, OR
Other Businesses

1. 11/11/2014: Northwest Quadrant Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 9/14/2015 - Northwest Quadrant, LLC - DBA: (Hybrid) Northwest Quadrant Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/01/2014 - 200 Hours Per Month/130 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Northwest Quadrant, LLC, an independent investment advisor firm. I started this business activity in 11/2014. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 09/25/2019 - Northwest Quadrant LLC - DBA:(Hybrid) NORTHWEST QUADRANT WEALTH MANAGEMENT - Investment related - At reported business location(s) - Registered Investment Advisor DBA - start date:11/01/2014 - 200 hrs/mo - 130 hrs during trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-12-15
S65 Uniform Investment Adviser Law Examination 2014-10-27
  • S63 Uniform Securities Agent State Law Examination
    2014-12-15
  • S65 Uniform Investment Adviser Law Examination
    2014-10-27
Other Names
  • Josh Josh Fenili

View on SEC IAPD

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