Derek Carl Unice

Employer firm

Keeler Thomas Management LLC CRD 109522

$306M regulatory AUM 13 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• 1) WEALTH MANAGEMENT 2) PORTFOLIO MONITORING AND REVIEW

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 05/2017
  Fidelity Brokerage Services Llc
  American Fork, UT
• 05/2017 → 12/2018
  Security Metrics
  Orem, UT
• 12/2018 → Present
  Keeler Thomas Llc
  Orem, UT
• 01/2019 → 12/2024
  Sagepoint Financial, Inc.
  Orem, UT
• 09/2023 → 12/2024
  Osaic Wealth, Inc.
  Orem, UT
• 09/2024 → Present
  Keeler Thomas Management Llc
  Orem, OH

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-01-16
• S63 Uniform Securities Agent State Law Examination
  2015-03-17

Other Names

• Derek Carl Unice
• Derek Carl Unice