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Derek Carl Unice

Keeler Thomas Management LLC

Orem, UT

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Current Employers
Keeler Thomas Management Llc

1327 South 800 East, Orem, UT 84097 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-01-17
  • UT RA
    APPROVED
    Since 2025-01-17

Branch Locations

1327 South 800 East, Orem, UT 84097 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc American Fork UT 05/2015 05/2017
Security Metrics Orem UT 05/2017 12/2018
Keeler Thomas Llc Orem UT 12/2018 Present
Sagepoint Financial, Inc. Orem UT 01/2019 12/2024
Osaic Wealth, Inc. Orem UT 09/2023 12/2024
Keeler Thomas Management Llc Orem OH 09/2024 Present
  • 05/2015 → 05/2017
    Fidelity Brokerage Services Llc
    American Fork, UT
  • 05/2017 → 12/2018
    Security Metrics
    Orem, UT
  • 12/2018 → Present
    Keeler Thomas Llc
    Orem, UT
  • 01/2019 → 12/2024
    Sagepoint Financial, Inc.
    Orem, UT
  • 09/2023 → 12/2024
    Osaic Wealth, Inc.
    Orem, UT
  • 09/2024 → Present
    Keeler Thomas Management Llc
    Orem, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-16
S63 Uniform Securities Agent State Law Examination 2015-03-17
  • S65 Uniform Investment Adviser Law Examination
    2025-01-16
  • S63 Uniform Securities Agent State Law Examination
    2015-03-17
Other Names
  • Derek Carl Unice
  • Derek Carl Unice

View on SEC IAPD

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Other Offices

DIVERSIFY WEALTH MANAGEMENT, LLC · OREM, UT
DIVERSIFY ADVISORY SERVICES, LLC · OREM, UT
DIVERSIFY WEALTH MANAGEMENT, LLC · OREM, UT
DIVERSIFY ADVISORY SERVICES, LLC · OREM, UT
SUMMIT WEALTH LLC · OREM, UT
DIVERSIFY WEALTH MANAGEMENT, LLC · OREM, UT
DIVERSIFY ADVISORY SERVICES, LLC · Orem, UT
DIVERSIFY WEALTH MANAGEMENT, LLC · Orem, UT

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