James E Spainhower

Current Employers

Employment History

• 01/2008 → Present
  Firstpurpose Wealth
  Orem, UT
• 10/2011 → Present
  Dfpg Investments, Inc.
  South Jordan, UT

Previous Registrations

• 2008-01-23 → 2024-07-17
  Diversify Wealth Management Llc
  Orem, UT
• 2014-11-05 → 2016-03-30
  Diversify Wealth Management, Inc.
  South Jordan, UT
• 2005-07-22 → 2008-05-16
  Cambridge Investment Research Advisors, Inc.
  Orem, UT
• 2004-09-13 → 2005-07-21
  Voya Financial Advisors, Inc.
  Payson, UT
• 2004-06-07 → 2004-08-25
  Sunset Financial Services, Inc.
  Alpine, UT

Other Businesses

FirstPurpose Tax (Not Investment Related) 462 E 800 N, Orem, UT 84097 Main business: Accounting and tax services for clients Position & Start Date: Owner, 1/1/2020 Hours/month (during business hours): 1 (1) Duties: Strategic planning KTC Properties (Not Investment Related) 462 E 800 N, Orem, UT 84097 Main business: Holding company for real estate assets Position & Start Date: Owner, 1/1/2020 Hours/month (during business hours): 1 (1) Duties: Passive investor KTB Ventures (Investment Related) 462 E 800 N, Orem, UT 84097 Main business: Holding company for private investment opportunities Position & Start Date: Owner, 1/1/2020 Hours/month (during business hours): 1 (1) Duties: Make contributions for investments Rising Sun Cattle Co (Not Investment Related) Payson, UT Main Business: Cattle Position & Start Date: Business Manager; 01/1997 Hours/month (during business hours): 3 (3) Duties: Handles finances, accounts, marketing, genetics and breeding solutions. Raise and market wagyu, genetic and kobe style beef. Independent Insurance Agent (Not Investment Related) 462 E 800 N, Orem, UT 84097 Main business: Insurance sales Position & Start Date: Owner, 1/1996 Hours/month (during business hours): 1 (1) Duties: Insurance sales and support, life and health related insurance sales Spainhower and Associates (Not Investment Related) Grand Junction, CO Position & Start Date: Owner; 1/1998 Hours/month (during business hours): 1 (0) Duties: Handles finances, accounting, marketing and advertising sales

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-06-03
• S63 Uniform Securities Agent State Law Examination
  2000-04-19

Designations

Other Names

• Jim Spainhower