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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-22 |
Branch Locations
1120 West I St Ste E, Los Banos, CA 93635 • United States
Los Banos, CA • United States
3172 Collins Dr Ste A, Merced, CA 95348-3131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Fresno | CA | 05/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fresno | CA | 11/2016 | 11/2024 |
| Ameriprise Financial Services, Llc | Merced | CA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-15 |
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