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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-06
CA RA APPROVED 2015-02-17
  • TX RA
    APPROVED_RES
    Since 2025-01-06
  • CA RA
    APPROVED
    Since 2015-02-17

Branch Locations

1120 West I St Ste E, Los Banos, CA 93635 • United States

Atwater, CA • United States

2853 Geer Rd Ste C, Turlock, CA 95382 • United States

3172 Collins Dr Ste A, Merced, CA 95348-3131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Merced CA 02/2015 03/2020
Ameriprise Financial Services, Llc Fresno CA 03/2020 Present
Previous Registrations
  • 2011-01-03 → 2015-02-03
    Merced, CA
    Fresno, CA
    Merced, CA
    Sacramento, CA
  • 2005-05-24 → 2011-01-03
    Wells Fargo Investments, Llc
    San Francisco, CA
    San Francisco, CA
    Merced, CA
    Fresno, CA
    San Francisco, CA
Other Businesses

Board of Directors; Peggy Heller Parent Club; Treasurer; 201 Lake View Dr, , Atwater, CA, 95301; Not Investment-Related; 12/01/2025; 1 to 9 hours per month; 0 during trading hours / Atwater High School Quarterback Club; Secretary; 2201 Fruitland Ave, , Atwater, CA, 95301; Not Investment-Related; 01/06/2026; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; St. Anthony's Church; Catechism teacher to 2-4th graders; 1799 Winton WayAtwater CA 95301, ,; Not Investment-Related; 03/19/2019; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-23
  • S66 Uniform Combined State Law Examination
    2005-05-23
Other Names
  • Adrienne Marie Arana
  • Adrienne Marie Arana

View on SEC IAPD

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