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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-08 |
| GA | RA | APPROVED | 2021-03-08 |
Branch Locations
200 Stephenson Ave Ste 301, Savannah, GA 31405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bernstein Global Wealth Management | Atlanta | GA | 08/2014 | 08/2017 |
| Jpmorgan Chase Bank, N.A. | Atlanta | GA | 10/2017 | 08/2018 |
| Jpmorgan Securities, Llc. | Atlanta | GA | 10/2017 | 08/2018 |
| Oppenheimer & Co. Inc | Atlanta | GA | 08/2018 | 01/2021 |
| Well Fargo Clearing Services, Llc | Savannah | GA | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-09 |
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