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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-08
GA RA APPROVED 2021-03-08
  • TX RA
    APPROVED
    Since 2023-02-08
  • GA RA
    APPROVED
    Since 2021-03-08

Branch Locations

200 Stephenson Ave Ste 301, Savannah, GA 31405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bernstein Global Wealth Management Atlanta GA 08/2014 08/2017
Jpmorgan Chase Bank, N.A. Atlanta GA 10/2017 08/2018
Jpmorgan Securities, Llc. Atlanta GA 10/2017 08/2018
Oppenheimer & Co. Inc Atlanta GA 08/2018 01/2021
Well Fargo Clearing Services, Llc Savannah GA 01/2021 Present
  • 08/2014 → 08/2017
    Bernstein Global Wealth Management
    Atlanta, GA
  • 10/2017 → 08/2018
    Jpmorgan Chase Bank, N.A.
    Atlanta, GA
  • 10/2017 → 08/2018
    Jpmorgan Securities, Llc.
    Atlanta, GA
  • 08/2018 → 01/2021
    Atlanta, GA
  • 01/2021 → Present
    Well Fargo Clearing Services, Llc
    Savannah, GA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-11-21
S63 Uniform Securities Agent State Law Examination 2015-02-09
  • S65 Uniform Investment Adviser Law Examination
    2017-11-21
  • S63 Uniform Securities Agent State Law Examination
    2015-02-09
Designations

View on SEC IAPD

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