Michael A Norris

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2026-04-13
TX	RA	APPROVED	2026-04-10

MD RA
APPROVED

Since 2026-04-13
TX RA
APPROVED

Since 2026-04-10

Branch Locations

1906 Towne Centre Blvd Suite 375, Bldg #4, Annapolis, MD 21401-3686 • United States

Catonsville, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Annapolis	MD	04/2006	03/2026
Morgan Stanley Smith Barney	Annapolis	MD	06/2009	03/2026
Rbc Capital Markets, Llc	Annapolis	MD	03/2026	Present

04/2006 → 03/2026

Citigroup Global Markets Inc.

Annapolis, MD
06/2009 → 03/2026

Morgan Stanley Smith Barney

Annapolis, MD
03/2026 → Present

Rbc Capital Markets, Llc

Annapolis, MD

Previous Registrations

2009-06-01 → 2026-03-20

Morgan Stanley

Annapolis, MD

Annapolis, MD
2007-05-03 → 2009-06-01

Citigroup Global Markets Inc.

Annapolis, MD

Annapolis, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-04-26

S66 Uniform Combined State Law Examination

2007-04-26

Other Names

Miichael A Norris

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews